Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Rose has over 20 years of experience in the financial services industry. Christopher is currently registered with Equity Services, Inc. Previously, Christopher worked at LPL Financial LLC, UVEST FINANCIAL SERVICES GROUP, INC., NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, BALANCE SHEET SOLUTIONS LLC, GOLDMAN, SACHS & CO., and MERCER ALLIED COMPANY, L.P. Christopher specializes in financial planning, pension consulting, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
09/20/2024 - Present
Equity Services, Inc. (TAMARAC FL)
NY
07/05/2011 - 12/31/2012
LPL FINANCIAL LLC (GLENS FALLS NY)
NY
11/30/2007 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (GLENS FALLS NY)
NY
06/04/2007 - 09/05/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ALBANY NY)
NY
06/09/2006 - 10/25/2006
BALANCE SHEET SOLUTIONS LLC (ALBANY NY)
NY
09/22/2003 - 02/15/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/28/1999 - 12/11/2003
MERCER ALLIED COMPANY, L.P. (COHOES NY)
BC
Issued 02/20/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/14/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/27/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/16/2024
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1991
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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