Unclaimed
Christopher John Rogers is a financial advisor with Lighthouse Capital Group, LLC, a firm registered with FINRA and the SEC. Christopher's Series 7TO, Series 63 and SIE licenses permit the advisor to provide a variety of services, including investment advice and securities transactions. Christopher has been in the financial industry for over 4 years, and currently holds registrations in nine states, including California, Georgia, Kentucky, Missouri, New York, North Carolina, Oregon, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/14/2020 - Present
Lighthouse Capital Group, LLC (PASADENA CA)
BC
Issued 08/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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