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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Richard is an investment advisor representative with Integrated Advisors Network LLC. Christopher Richard has been in the financial services industry for over 25 years. Christopher Richard has held a variety of roles at several firms, including Smith Barney Inc., Lehman Brothers Inc., Lockwood Financial Services, Inc., Consultiva Securities, Inc., First Allied Securities, Inc., and DFPG Investments, Inc. Christopher Richard currently holds Series 63, 65, 7, 24, and SIE licenses. Christopher Richard is a registered investment advisor representative in California and provides a range of advisory services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
09/17/2015 - Present
Integrated Advisors Network LLC (DALLAS TX)
CA
10/12/2015 - 09/21/2016
DFPG INVESTMENTS, INC. (Palos Verdes Estates CA)
CA
06/02/2009 - 07/13/2015
FIRST ALLIED SECURITIES, INC. (Rancho Santa Fe CA)
PR
04/16/2007 - 10/27/2008
CONSULTIVA SECURITIES, INC. (GUAYNABO PR)
PA
11/29/1996 - 04/08/2005
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
NY
07/31/1993 - 12/10/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
12/04/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 09/21/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1991
Series 7 - General Securities Representative Examination
Active
Inactive
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