Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Puscian has been a Registered Representative and Investment Advisor Representative since 1995. Christopher has been working in the financial services industry for over 27 years. Christopher is currently registered with Raymond James & Associates, Inc. in Mount Laurel, NJ. Christopher is also registered in the state of Texas. Christopher is a Series 63 and Series 65 holder and has passed the General Securities Representative, Securities Industry Essentials, Futures Managed Funds, and General Securities Sales Supervisor exams. Christopher has previously worked at RBC Capital Markets, LLC, J. B. Hanauer & Co., and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/29/2022 - Present
Raymond James & Associates, Inc. (MOUNT LAUREL NJ)
NJ
10/09/2009 - 10/11/2022
RBC CAPITAL MARKETS, LLC (MOUNT LAUREL NJ)
PA
12/02/2005 - 10/09/2009
J. B. HANAUER & CO. (PHILADELPHIA PA)
NJ
05/19/2000 - 12/20/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/19/1995 - 05/23/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/22/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 07/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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