Unclaimed
Christopher John Osborne is a financial advisor with Thrivent Investment Management Inc. Christopher has been in the financial services industry since 2002. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 9, 10, 24, 63, and 65 licenses. Christopher also has a Series 99TO license. Christopher is registered to provide investment advice in 51 states and the District of Columbia. Previously Christopher worked for Amerprise Financial Services, Inc., American Enterprise Investment Services Inc., IDS Life Insurance Company and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
10/30/2019 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
IL
01/02/2014 - 06/24/2014
M&I DISTRIBUTORS LLC (CHICAGO IL)
IL
12/16/2013 - 06/24/2014
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
MN
05/05/2003 - 12/11/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
05/17/2006 - 04/18/2008
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MN
05/05/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MO
10/05/2000 - 08/16/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 01/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/02/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/22/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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