Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Nugent is a financial advisor with Blackrock Investments, LLC in PRINCETON, NJ. Christopher has been in the industry since 1995. He is registered to sell securities in New Jersey and New York. Christopher has passed several industry exams, including Series 63, Series 10, Series 9, Series 51, Series 24, Series 8, SIE, and Series 7. Christopher has previously worked at Blackrock Fund Distribution Company, Morgan Stanley & Co., Incorporated, Morgan Stanley Distribution, Inc., Morgan Stanley DW Inc., Van Kampen Funds Inc., Morgan Stanley Distributors Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
02/03/2006 - Present
Blackrock Investments, LLC (PRINCETON NJ)
CA
03/11/2010 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
NY
05/18/2005 - 02/06/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
05/18/2005 - 02/06/2006
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
05/18/2005 - 02/06/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
TX
05/18/2005 - 02/06/2006
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
05/16/2005 - 02/06/2006
MORGAN STANLEY DISTRIBUTORS INC. (NEW YORK NY)
NY
09/22/1995 - 04/20/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/11/1994 - 02/13/1995
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 09/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/16/2009
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 11/11/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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