Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Novak is a financial advisor currently registered with BA Securities, LLC. Christopher has been in the securities industry since February 2, 2007. Christopher has been with BA Securities, LLC since July 28, 2021. Previously, Christopher was employed by STILLPOINT CAPITAL, LLC, COVIEW CAPITAL, INC., and BURNHAM SECURITIES INC.. Christopher is registered in 6 states, including Idaho, Illinois, Maryland, New Jersey, Pennsylvania and Virginia. Christopher holds the Series 66, Series 82TO, Series 79TO, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/28/2021 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
FL
09/06/2018 - 07/28/2021
STILLPOINT CAPITAL, LLC (TAMPA FL)
NY
08/07/2012 - 10/23/2018
COVIEW CAPITAL, INC. (NEW YORK NY)
NY
07/24/2006 - 01/25/2012
BURNHAM SECURITIES INC. (NEW YORK NY)
BOTH
Issued 11/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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