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Christopher John Murray

Pershing LLC

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About Christopher John Murray

Christopher John Murray has been in the securities industry since June 22, 1999. Christopher is currently registered with Pershing LLC in Jersey City, NJ. Christopher has passed the Series 7, SIE and 52TO exams. Christopher holds registrations in Pennsylvania and is also registered with FINRA. Prior to joining Pershing LLC, Christopher was employed by Managed Account Services, LLC and Lockwood Financial Services, Inc.

Firm Information

Christopher Murray is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Murray’s Registration & Firm History

NJ

11/15/2011 - Present

Pershing LLC (JERSEY CITY NJ)

PA

03/13/2006 - 11/16/2011

MANAGED ACCOUNT SERVICES, LLC (WAYNE PA)

NJ

12/15/2003 - 03/07/2006

PERSHING LLC (JERSEY CITY NJ)

PA

06/23/1999 - 12/15/2003

LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)

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Licenses & Designations

BOTH

Issued 10/20/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher John Murray.
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