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Christopher John Motta

Purshe Kaplan Sterling Investments

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About Christopher John Motta

Christopher John Motta is a financial advisor who has been in the financial services industry since 1997. He is currently registered with Purshe Kaplan Sterling Investments in Albany, NY and has held previous positions at National Securities Corporation, Prime Capital Services, Inc., Investors Associates, Inc., Smith, Benton & Hughes, Inc., and S. D. Cohn & Co., Inc. Christopher Motta holds several industry licenses and certifications, including Series 4, 7, 24, 63, 99TO and SIE.

Firm Information

Christopher Motta is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Motta’s Registration & Firm History

NY

12/07/2020 - Present

Purshe Kaplan Sterling Investments (ALBANY NY)

NY

11/22/2013 - 12/15/2020

NATIONAL SECURITIES CORPORATION (POUGHKEEPSIE NY)

NY

12/06/2013 - 03/05/2014

PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)

NY

03/27/2012 - 11/22/2013

PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)

NY

01/16/1998 - 06/24/2011

PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)

NJ

01/16/1997 - 07/18/1997

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

CA

10/04/1996 - 12/16/1996

SMITH, BENTON & HUGHES, INC. (LOS ANGELES CA)

NY

05/31/1996 - 08/15/1996

S. D. COHN & CO., INC. (HAUPPAUGE NY)

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Licenses & Designations

BC

Issued 06/13/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/2005

Series 4 - Registered Options Principal Examination

BC

Issued 07/18/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher John Motta.
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