Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Morley is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 25 years of experience in the financial services industry. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses in both Connecticut and Texas. Christopher has a wide range of experience in providing financial advice to a variety of clients, including individuals, families, businesses, and institutions. Christopher is committed to providing clients with personalized financial advice and services that meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
02/14/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DARIEN CT)
NY
01/09/1997 - 01/03/2007
GUGGENHEIM CAPITAL MARKETS, LLC (NEW YORK NY)
OH
04/12/1996 - 07/08/1998
FINANCIAL ASSET MANAGEMENT, INC. (COLUMBUS OH)
VA
02/03/1996 - 05/21/1996
PRESIDIO SECURITIES, INC. (LEXINGTON VA)
NJ
02/26/1987 - 01/25/1996
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 02/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/27/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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