Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher McCarthy is a financial professional with over 11 years of experience in the industry. Christopher is currently registered with Charles Schwab & CO., Inc. Previously, Christopher was registered with TD AMERITRADE, INC., INVESTMENT PROFESSIONALS, INC., and WELLS FARGO ADVISORS, LLC. Christopher is licensed to provide financial services in over 25 states. Christopher's primary office is in Chicago, IL. Christopher is also registered with Charles Schwab & CO., Inc. in Chicago, IL and Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
01/27/2022 - Present
Charles Schwab & CO., Inc. (Chicago IL)
IL
03/28/2016 - 06/06/2024
TD AMERITRADE, INC. (Chicago IL)
IL
05/11/2015 - 03/11/2016
INVESTMENT PROFESSIONALS, INC. (CHICAGO IL)
IL
02/24/2013 - 04/28/2015
WELLS FARGO ADVISORS, LLC (CHICAGO IL)
IL
11/30/2011 - 01/09/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRYSTAL LAKE IL)
BOTH
Issued 03/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/29/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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