Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lyons is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has been in the industry for over 30 years, holding various positions at different firms, including Fidelity Brokerage Services, Inc. and Principal Financial Securities, Inc. Christopher has experience with a variety of products and services, including investment advice and portfolio management for individuals, businesses, and investment companies. Christopher also provides educational seminars and other services. Christopher has a wide range of experience and expertise in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/22/1999 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
RI
10/03/1994 - 08/23/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
TX
10/12/1993 - 10/06/1994
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
RI
11/07/1991 - 10/04/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
10/16/1991 - 10/29/1991
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/30/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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