Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Leavy is a financial advisor with Raymond James & Associates, Inc. Christopher has been in the financial industry since December 1982. Christopher provides a variety of financial services to his clients, including financial planning, portfolio management, pension consulting, and educational seminars. Christopher's current registrations include Series 63, 65, 7, 9, 10, and SIE. Christopher has also passed Series 3, 6, and 8 examinations. Christopher has worked for several other firms, including Wells Fargo Advisors, LLC, First Union Capital Markets Corp., PaineWebber Incorporated, Mitchell Hutchins Asset Management Inc., Oppenheimer & Co., Inc., Prudential-Bache Securities Inc., and First Investors Corporation. Christopher holds registrations in 49 states, including Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/09/2016 - Present
Raymond James & Associates, Inc. (PARAMUS NJ)
CT
10/01/1999 - 04/10/2015
WELLS FARGO ADVISORS, LLC (OLD GREENWICH CT)
NC
03/13/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NJ
02/26/1988 - 03/13/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/10/1996 - 08/26/1996
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
NA
03/03/1985 - 02/10/1988
OPPENHEIMER & CO., INC.
NA
09/22/1983 - 01/02/1985
PRUDENTIAL-BACHE SECURITIES INC.
NA
07/12/1982 - 07/05/1983
FIRST INVESTORS CORPORATION
IA
Issued 08/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/29/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1983
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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