Unclaimed
Christopher John Lagrego is a financial professional with over 20 years of experience in the securities industry. Christopher is currently registered with Velocity Clearing, LLC. In the past Christopher has been affiliated with WPS PRIME SERVICES, LLC, CASTLE HILL CAPITAL PARTNERS, INC., CONCEPT CAPITAL MARKETS, LLC, CONCEPT CAPITAL TRADING LLC, CCM SECURITIES, LLC, FORMATION HOLDINGS, LLC, LIGHTHOUSE FINANCIAL GROUP, LLC, RBC CAPITAL MARKETS CORPORATION, RBC PROFESSIONAL TRADER GROUP LLC, CARLIN EQUITIES, LLC, PUGLISI & CO., LADENBURG, THALMANN & CO., INC., and RICKEL & ASSOCIATES, INC.. Christopher has passed several industry exams including the Series 63, Series 24, Series 57TO, SIE, Series 55, and Series 7. Christopher holds a current registration as a broker-dealer in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/08/2021 - Present
Velocity Clearing, LLC (New York NY)
NY
12/02/2013 - 02/02/2022
WPS PRIME SERVICES, LLC (NEW YORK NY)
NY
09/10/2014 - 04/06/2015
CASTLE HILL CAPITAL PARTNERS, INC. (NEW YORK NY)
NY
04/11/2011 - 11/20/2013
CONCEPT CAPITAL MARKETS, LLC (NEW YORK NY)
NY
06/15/2012 - 02/01/2013
CONCEPT CAPITAL TRADING LLC (NEW YORK NY)
NY
11/08/2010 - 03/29/2011
CCM SECURITIES, LLC (NEW YORK NY)
NY
02/01/2010 - 10/22/2010
FORMATION HOLDINGS, LLC (NEW YORK NY)
NY
11/04/2008 - 08/20/2010
LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)
NY
02/29/2008 - 11/07/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
04/30/2007 - 10/31/2008
RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)
NY
01/02/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
02/26/2003 - 01/02/2007
CARLIN EQUITIES, LLC (NEW YORK NY)
NY
04/01/2002 - 07/16/2002
PUGLISI & CO. (NEW YORK NY)
NY
08/30/1999 - 02/11/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
07/07/1997 - 09/16/1997
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
BC
Issued 05/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Christopher Lagrego is the right advisor for you? Invested Better is here to help.