Unclaimed
Christopher John Knaub is a financial advisor at Northwestern Mutual Investment Services, LLC and has been in the industry since 2013. Christopher holds a Series 6 license, Series 63 license and the SIE exam. He is registered to conduct business in California, Illinois, Minnesota, South Carolina and Wisconsin. Christopher previously worked at GWFS EQUITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
12/13/2017 - Present
Northwestern Mutual Investment Services, LLC (MILWAUKEE WI)
WI
10/30/2013 - 10/30/2017
GWFS EQUITIES, INC. (Milwaukee WI)
BC
Issued 03/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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