Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Hughes is a financial advisor with DWS Distributors, Inc. Christopher has been in the securities industry since January 14, 2000 and holds Series 7, Series 25, Series 63 and SIE licenses. Christopher previously worked at Deutsche Bank Securities Inc., Vision Financial Markets LLC, RBS Securities Inc., UBS Securities LLC, Sanford C. Bernstein & Co., LLC and Sanford C. Bernstein & Co., Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
10/17/2019 - Present
DWS Distributors, Inc. (JACKSONVILLE FL)
FL
06/23/2015 - 09/30/2019
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
CT
08/08/2013 - 05/04/2015
VISION FINANCIAL MARKETS LLC (STAMFORD CT)
CT
10/23/2009 - 02/21/2012
RBS SECURITIES INC. (STAMFORD CT)
CT
10/18/2005 - 07/01/2008
UBS SECURITIES LLC (STAMFORD CT)
NY
12/07/2000 - 11/05/2004
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
02/23/1996 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 05/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2001
Series 25 - NYSE Trading Assistant Examination
BC
Issued 04/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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