Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher John Horan is a financial professional with over 20 years of experience in the industry. Christopher is currently a registered representative with Stifel, Nicolaus & Company, Inc., located in Boston, MA. Prior to joining Stifel, Christopher was a registered representative at ROBERT W. BAIRD & CO. INCORPORATED. Christopher specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. Christopher also provides educational seminars and assists clients with selecting other advisors, when needed. Christopher is a Series 7, 63, 55, 22, and 6 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/02/2014 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
06/06/2011 - 08/18/2014
ROBERT W. BAIRD & CO. INCORPORATED (BOSTON MA)
MA
03/23/2010 - 07/12/2011
OTR GLOBAL TRADING LLC (BOSTON MA)
RI
07/22/2003 - 12/14/2004
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
12/22/1995 - 07/22/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MN
04/26/1995 - 12/20/1995
AEI INCORPORATED (ST. PAUL MN)
MA
06/08/1994 - 01/24/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/08/1994 - 01/24/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 03/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1995
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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