Unclaimed
Christopher Giblin is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Virtu Americas LLC and has held previous positions with KNIGHT CAPITAL AMERICAS, L.P., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and HERZOG, HEINE, GEDULD, LLC. Christopher holds the Series 7, Series 55, Series 63, SIE, and Series 57TO licenses and is registered with the states of California, Massachusetts, New Jersey, New York, and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/02/2012 - Present
Virtu Americas LLC (Short Hills NJ)
NJ
02/09/2004 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
01/09/2002 - 01/28/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/08/1999 - 01/07/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
BC
Issued 07/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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