Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Gallo is a financial professional with over 30 years of experience in the financial industry. Currently, Christopher Gallo is registered with Hilltop Securities Inc. and has been with the firm since May 2013. Christopher Gallo holds Series 6, 7, 63, and 65 licenses as well as the Securities Industry Essentials (SIE) Exam. Christopher Gallo is licensed in 20 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
06/02/2023 - Present
Hilltop Securities Inc. (SAN FRANCISCO CA)
NV
09/25/2008 - 05/20/2013
UBS FINANCIAL SERVICES INC. (LAS VEGAS NV)
NV
05/18/2004 - 10/13/2008
WELLS FARGO INVESTMENTS, LLC (LAS VEGAS NV)
NY
10/04/2000 - 05/21/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/31/1997 - 10/12/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CA
05/11/1995 - 04/25/1997
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
06/24/1993 - 05/12/1995
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
NY
10/14/1992 - 05/28/1993
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
IA
Issued 06/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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