Unclaimed
Christopher John Frattini is a financial advisor currently registered with Realta Equities, Inc. in New York, NY. Christopher has been in the industry since 2010, and has been registered with the firm since 2014. Christopher has passed the Series 7, Series 63, and SIE exams. Christopher has been registered in 51 states. Christopher was previously registered with John Carris Investments LLC, and HFP Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/24/2014 - Present
Realta Equities, Inc. (New York NY)
NJ
10/17/2012 - 05/23/2014
JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)
NY
03/04/2010 - 10/16/2012
HFP CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 03/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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