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Christopher John Frattini

Realta Equities, Inc.

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About Christopher John Frattini

Christopher John Frattini is a financial advisor currently registered with Realta Equities, Inc. in New York, NY. Christopher has been in the industry since 2010, and has been registered with the firm since 2014. Christopher has passed the Series 7, Series 63, and SIE exams. Christopher has been registered in 51 states. Christopher was previously registered with John Carris Investments LLC, and HFP Capital Markets LLC.

Firm Information

Christopher Frattini is currently registered with Realta Equities, Inc.. Realta Equities, Inc. is a Corporation formed on January 24, 1989. The firm is registered in 52 states and is also SEC-registered.

Not reported

Assets Under Management

Not reported

Total Clients

56

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Frattini’s Registration & Firm History

NY

04/24/2014 - Present

Realta Equities, Inc. (New York NY)

NJ

10/17/2012 - 05/23/2014

JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)

NY

03/04/2010 - 10/16/2012

HFP CAPITAL MARKETS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/23/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Christopher John Frattini. Review regulatory record here.
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