Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Franke is a financial professional with over 25 years of experience in the industry. He is currently registered with Wells Fargo Clearing Services, LLC and has held previous positions with UBS Financial Services Inc., Citigroup Global Markets Inc., and Prudential Securities Incorporated. Christopher Franke has a broad range of experience in financial services, including investment advisory and brokerage services. He is committed to providing his clients with personalized financial guidance and investment strategies tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/10/2014 - Present
Wells Fargo Clearing Services, LLC (LA JOLLA CA)
CA
10/15/2008 - 12/18/2014
UBS FINANCIAL SERVICES INC. (LA JOLLA CA)
CA
04/20/2001 - 10/28/2008
CITIGROUP GLOBAL MARKETS INC. (RANCHO SANTA FE CA)
NY
07/30/1997 - 04/25/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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