Unclaimed
Christopher Fitzgerald is a financial advisor who has been in the industry since 2010. Christopher is currently registered with The Leaders Group, Inc. in Colorado. Christopher has held previous registrations with GLOBAL ATLANTIC DISTRIBUTORS, LLC, DIRECTED SERVICES LLC, VOYA FINANCIAL ADVISORS, INC., and SUNSET FINANCIAL SERVICES, INC. Christopher holds Series 7, 6, 63, 26, and SIE licenses. Christopher is also registered as a securities agent in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/03/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
IA
01/28/2019 - 06/28/2022
GLOBAL ATLANTIC DISTRIBUTORS, LLC (Des Moines IA)
IA
04/06/2016 - 02/28/2017
DIRECTED SERVICES LLC (DES MOINES IA)
IA
02/04/2015 - 03/21/2016
VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)
IA
03/02/2012 - 02/04/2015
DIRECTED SERVICES LLC (DES MOINES IA)
IA
08/31/2010 - 02/09/2012
SUNSET FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
BC
Issued 10/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/03/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/03/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/28/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/30/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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