Unclaimed
Christopher John Diana is a financial professional with over 6 years of experience in the industry. Christopher is currently registered with Invesco Distributors, Inc. in New York. Prior to that, Christopher was associated with OppenheimerFunds Distributor, Inc. Christopher has a Series 7 and 63 license. Christopher is registered in 53 states and is also registered with FINRA and the SRO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2019 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
09/15/2017 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 11/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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