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Christopher John Diana

Invesco Distributors, Inc.

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About Christopher John Diana

Christopher John Diana is a financial professional with over 6 years of experience in the industry. Christopher is currently registered with Invesco Distributors, Inc. in New York. Prior to that, Christopher was associated with OppenheimerFunds Distributor, Inc. Christopher has a Series 7 and 63 license. Christopher is registered in 53 states and is also registered with FINRA and the SRO.

Firm Information

Christopher Diana is currently registered with Invesco Distributors, Inc.. Invesco Distributors, Inc. is a Corporation formed in November 1976. They are registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

221

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Diana’s Registration & Firm History

NY

05/25/2019 - Present

Invesco Distributors, Inc. (NEW YORK NY)

NY

09/15/2017 - 05/25/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/07/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher John Diana.
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