Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Cunningham is a financial advisor with over 30 years of experience in the financial services industry. Christopher is registered with Wells Fargo Clearing Services, LLC and has held various positions at other firms including Keaton Financial Services, Inc. and Josephthal & Co., Inc. Christopher is licensed to offer a wide range of financial products and services, including investment advice, portfolio management, and financial planning. Christopher holds several professional licenses and certifications, including Series 7, Series 9, Series 10, Series 24, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/11/2003 - Present
Wells Fargo Clearing Services, LLC (WESTPORT CT)
NJ
05/14/1998 - 10/31/2000
KEATON FINANCIAL SERVICES, INC. (HACKENSACK NJ)
NY
08/24/1992 - 06/02/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
04/03/1991 - 10/15/1991
SOUTH RICHMOND SECURITIES, INC.
IA
Issued 06/09/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/09/1998
Series 4 - Registered Options Principal Examination
BC
Issued 03/31/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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