Unclaimed
Christopher Connors is a financial professional with over 27 years of experience in the financial services industry. Christopher holds FINRA Series 7, 24, 63, 79TO, and SIE licenses. Christopher is currently registered with Stonex Financial Inc. and has been in this role since June 2023. Prior to that, Christopher was registered with Credit Suisse Securities (USA) LLC from June 2011 to May 2023. Christopher is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/28/2023 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
06/15/2011 - 05/04/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/05/2009 - 06/15/2011
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
07/10/2003 - 03/05/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/06/2001 - 06/13/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/20/2000 - 12/14/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/21/2000 - 05/12/2000
BARCLAYS CAPITAL INC. (NEW YORK NY)
NJ
11/15/1994 - 03/20/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 03/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Connors is the right advisor for you? Invested Better is here to help.