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Christopher John Capra

Great Point Capital LLC

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About Christopher John Capra

Christopher Capra is a financial advisor at Great Point Capital LLC, with over 25 years of experience in the financial services industry. Christopher has been registered with the firm since August 27, 2018, and previously worked at Ausdal Financial Partners, Inc., Arete Wealth Management, LLC, and Roth Capital Partners, LLC. Christopher is licensed to provide financial advice in multiple states including Arizona, California, Florida, Illinois, Indiana, Iowa, Massachusetts, Michigan, Minnesota, Nevada, New York, North Carolina, Pennsylvania, Texas, and Utah.

Firm Information

Christopher Capra is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Capra’s Registration & Firm History

IL

08/27/2018 - Present

Great Point Capital LLC (CHICAGO IL)

IL

07/21/2017 - 09/12/2018

AUSDAL FINANCIAL PARTNERS, INC. (Streamwood IL)

IL

11/13/2014 - 07/06/2017

ARETE WEALTH MANAGEMENT, LLC (Chicago IL)

IL

11/07/2013 - 11/14/2014

AUSDAL FINANCIAL PARTNERS, INC. (STREAMWOOD IL)

IL

01/17/2013 - 11/12/2013

ROTH CAPITAL PARTNERS, LLC (CHICAGO IL)

IL

04/25/2006 - 11/19/2012

ADVANCED EQUITIES, INC. (CHICAGO IL)

NY

03/12/2004 - 05/04/2006

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

IL

04/30/2003 - 08/12/2003

PRESTWICK SECURITIES, INC. (SKOKIE IL)

FL

04/18/2001 - 01/07/2003

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

IL

02/13/1996 - 05/01/2001

MADISON SECURITIES, INC. (CHICAGO IL)

CO

01/29/1996 - 02/08/1996

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BOTH

Issued 08/26/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/03/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher John Capra. Review regulatory record here.
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