Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher John Cain is a financial advisor who has been active in the industry since December 7, 1975. Currently, Christopher is registered with Osaic Wealth, Inc. in Burlington, Vermont. Christopher has a wide range of experience in the financial services industry, having previously worked at Woodbury Financial Services, Inc., AXA Advisors, LLC, MONY Securities Corporation, and The Mutual Life Insurance Company of New York. Christopher holds multiple industry licenses and certifications including Series 63, Series 22TO, Series 6TO, SIE, and Series 1. Christopher is currently registered in Colorado, Florida, Maine, Massachusetts, New Hampshire, New York, South Carolina, Vermont, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VT
01/19/2024 - Present
Osaic Wealth, Inc. (BURLINGTON VT)
VT
07/10/2006 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (BURLINGTON VT)
VT
06/01/2005 - 07/14/2006
AXA ADVISORS, LLC (BURLINGTON VT)
NY
12/08/1975 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
12/08/1975 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BC
Issued 07/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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