Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Cabana is a financial professional with over 15 years of experience in the industry. Christopher is currently registered with LPL Enterprise, LLC and LPL Financial LLC. Christopher has a wide range of experience and holds several licenses, including Series 6, 7, 24, 52TO, 53, 55, 57TO, 63, 65, 99TO and SIE. Christopher is also registered in California, Ohio, and South Carolina. Christopher offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
09/06/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
CA
02/15/2008 - 09/11/2020
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
07/23/2007 - 09/05/2007
FIRST INVESTORS CORPORATION (SAN DIEGO CA)
IA
Issued 12/23/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/10/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/03/2010
Series 3 - National Commodity Futures Examination
BC
Issued 06/27/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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