Unclaimed
Christopher Browning is a financial advisor at Equitable Advisors, LLC. Christopher has been a registered representative since 2007 and has over 17 years of experience in the financial services industry. Christopher holds Series 6, 7, 63 and 66 licenses as well as the SIE. Christopher's areas of expertise include financial planning, pension consulting, and portfolio management. Christopher is a financial advisor who specializes in working with high-net-worth individuals, corporations, and charitable organizations. Christopher is committed to providing his clients with personalized financial advice and strategies that are designed to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
02/07/2024 - Present
Equitable Advisors, LLC (SCOTTSDALE AZ)
CA
05/12/2009 - 02/05/2024
WESTERN INTERNATIONAL SECURITIES, INC. (Westlake Village CA)
CA
07/02/2007 - 05/15/2009
WELLS FARGO ADVISORS, LLC (NEWPORT BEACH CA)
BOTH
Issued 11/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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