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Christopher John Broderick

World Investment Advisors, LLC

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About Christopher John Broderick

Christopher Broderick is a registered investment advisor representative with World Investment Advisors, LLC. Christopher has been in the industry since 1995. Christopher is currently registered with the states of Ohio, Texas, and Virginia. Christopher is also a registered principal with the firm. Christopher is experienced in providing investment advice to individuals, businesses, and pooled investment vehicles.

Firm Information

Christopher Broderick is currently registered with World Investment Advisors, LLC. World Investment Advisors, LLC is an investment advisor headquartered in Santa Barbara, California. The firm provides a variety of services including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals, businesses, and pooled investment vehicles. They have over 190 investment advisor representatives and manage over $37 billion in assets for clients including pension and profit sharing plans, individuals, charitable organizations, corporations, and pooled investment vehicles.
World Investment Advisors, LLC

24 E. COTA STREET

SANTA BARBARA, CA 93101

$37.76B

Assets Under Management

5

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Broderick’s Registration & Firm History

VA

07/02/2024 - Present

World Investment Advisors, LLC (Reston VA)

VA

07/29/2011 - 12/31/2016

ADVISORY GROUP EQUITY SERVICES LTD. (ALEXANDRIA VA)

VA

04/29/2011 - 07/29/2011

H. BECK, INC. (ASHBURN VA)

SC

04/24/1998 - 10/01/2010

WESTMINSTER FINANCIAL SECURITIES, INC. (ROCK HILL SC)

FL

07/25/2002 - 10/23/2002

HARDMAN FINANCIAL SERVICES, INC. (WEST PALM BEACH FL)

OH

04/13/1995 - 02/04/1997

WESTMINSTER FINANCIAL SECURITIES, INC. (BEAVERCREEK OH)

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Licenses & Designations

IA

Issued 04/19/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/26/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2006

Series 27 - Financial and Operations Principal Examination

BC

Issued 09/01/1998

Series 4 - Registered Options Principal Examination

BC

Issued 07/21/1998

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/26/1998

Series 24 - General Securities Principal Examination

BC

Issued 12/31/2016

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Christopher John Broderick. Review regulatory record here.
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