Unclaimed
Christopher Birmingham is a financial advisor with over 30 years of experience in the industry. Christopher is currently registered with LPL Financial LLC and is licensed to provide financial advice in multiple states. Christopher has previously worked with Investment Centers of America, Inc. and Securities America, Inc. Christopher holds multiple industry licenses including Series 7, Series 31, and Series 63. Christopher offers a wide range of financial services to individuals and businesses, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ND
11/29/2017 - Present
LPL Financial LLC (Fargo ND)
ND
11/30/2015 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (Fargo ND)
ND
02/17/2012 - 12/01/2015
SECURITIES AMERICA, INC. (FARGO ND)
ND
04/27/2009 - 02/22/2012
INVESTMENT CENTERS OF AMERICA, INC. (FARGO ND)
ND
08/12/2006 - 05/11/2009
UBS FINANCIAL SERVICES INC. (FARGO ND)
ND
09/20/1988 - 08/12/2006
PIPER JAFFRAY & CO. (FARGO ND)
IA
Issued 02/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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