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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Bergen is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has been in the financial industry since 2008, and has experience with both investment advising and brokerage services. Christopher has passed a number of industry exams including the Series 7, Series 63, Series 66, and SIE exams, and is licensed to offer advice in 16 states. Christopher has worked in the past with Bear, Stearns & Co. Inc. and Bank of America, N.A., and has also held positions with Old National Bank and as a Family Office Advisor. Christopher is available to provide a wide range of advisory services including portfolio management for both individuals and businesses, educational seminars, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
10/22/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ANN ARBOR MI)
NY
04/14/2008 - 07/09/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 10/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/16/2020
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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