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Christopher John Bauer

Lincoln Financial Distributors, Inc.

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About Christopher John Bauer

Christopher Bauer is a financial advisor with Lincoln Financial Distributors, Inc. based in Radnor, PA. Christopher has been a financial advisor for over 24 years and has experience in investment company products and variable contracts. Christopher holds the Series 6, 7, and SIE licenses. Christopher was previously registered with Santander Securities LLC, Nationwide Investment Services Corporation, M&T Securities, Inc., Banc of America Investment Services, Inc. and New England Securities.

Firm Information

Christopher Bauer is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Bauer’s Registration & Firm History

PA

10/21/2021 - Present

Lincoln Financial Distributors, Inc. (RADNOR PA)

PA

09/23/2021 - 10/08/2021

SANTANDER SECURITIES LLC (North Wales PA)

OH

02/14/2008 - 07/01/2021

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

PA

03/22/2006 - 02/01/2008

M&T SECURITIES, INC. (PHILADELPHIA PA)

MA

07/22/2005 - 02/09/2006

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

OH

05/13/2002 - 07/18/2005

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

NY

07/28/1997 - 09/13/2001

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/31/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2006

Series 7 - General Securities Representative Examination

BC

Issued 07/25/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher John Bauer. Review regulatory record here.
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