Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Baldwin is an active financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated, registered in Illinois and Texas. Christopher has been in the industry since 1983 and has worked for several firms, including Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation and Paine Webber Incorporated. Christopher is a Series 7, 8, 9, 10, 63, and 65 licensed professional. Christopher's firm offers various services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and performance measurement reports. The firm serves a variety of clients, including individuals, corporations, high net worth individuals, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/12/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
01/17/2003 - 11/03/2015
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
NJ
06/15/1992 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
11/08/2000 - 09/16/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
05/26/1989 - 06/16/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/03/1985 - 06/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/24/1983 - 03/25/1985
THOMSON MCKINNON SECURITIES INC.
IA
Issued 5/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/1/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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