Unclaimed
Christopher Baker is a financial advisor with Equitable Advisors, LLC in Morristown, New Jersey. Christopher has been in the financial industry for 27 years. Christopher has a wide range of experience, working with a variety of clients, including high net worth individuals, corporations, and pension plans. Christopher is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/15/2018 - Present
Equitable Advisors, LLC (MORRISTOWN NJ)
NY
11/03/2015 - 02/28/2018
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
10/20/2014 - 10/30/2015
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
08/18/2008 - 10/07/2014
JEFFERIES LLC (NEW YORK NY)
NY
07/02/2007 - 08/05/2008
JMP SECURITIES LLC (NEW YORK NY)
NY
01/31/2006 - 04/18/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
08/30/2000 - 10/20/2005
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
02/22/1999 - 09/05/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
12/04/1995 - 04/13/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
02/10/1994 - 10/24/1995
CANTOR FITZGERALD & CO. (NEW YORK NY)
BOTH
Issued 10/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2016
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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