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Christopher John Alaimo

Mizuho Securities USA LLC

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About Christopher John Alaimo

Christopher Alaimo is a financial advisor registered with Mizuho Securities USA LLC. Christopher has been in the securities industry since March 20, 1997. Christopher has held previous positions at Credit Suisse Securities (USA) LLC, Bear, Stearns & Co. Inc., ING BARING (U.S.) Securities, Inc., and Lehman Brothers Inc. Christopher has a Series 63, Series 10, Series 24, SIE and Series 7 license. Christopher is registered in 52 states.

Firm Information

Christopher Alaimo is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Alaimo’s Registration & Firm History

NY

08/30/2021 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

07/08/2008 - 09/21/2021

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

04/23/2001 - 07/09/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

04/10/1998 - 03/28/2000

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

07/07/1997 - 03/10/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NY

01/23/1996 - 07/03/1997

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/06/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/09/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher John Alaimo.
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