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Christopher Johannes Garcia

Eagle Point Securities LLC

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About Christopher Johannes Garcia

Christopher Johannes Garcia is a registered representative with Eagle Point Securities LLC. Christopher has been in the securities industry since 2005. Christopher is registered in 13 states. Christopher holds Series 7 and Series 66 licenses. Christopher previously worked at WealthForge Securities, LLC, Preferred Capital Securities, LLC, SC Distributors, LLC, American Funds Distributors, Inc., Linско/Private Ledger Corp., Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company.

Firm Information

Christopher Garcia is currently registered with Eagle Point Securities LLC. Eagle Point Securities LLC is a Limited Liability Company formed on November 29, 2022. They are registered with the SEC and all 50 states as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Garcia’s Registration & Firm History

CT

03/01/2024 - Present

Eagle Point Securities LLC (Greenwich CT)

VA

05/16/2023 - 03/01/2024

WEALTHFORGE SECURITIES, LLC (RICHMOND VA)

GA

09/28/2015 - 05/11/2023

PREFERRED CAPITAL SECURITIES, LLC (ATLANTA GA)

CA

01/03/2011 - 07/31/2015

SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)

CA

06/11/2007 - 12/06/2010

AMERICAN FUNDS DISTRIBUTORS, INC. (IRVINE CA)

CA

07/25/2005 - 04/26/2007

LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)

IN

08/18/2003 - 07/06/2004

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

08/18/2003 - 07/06/2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

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Licenses & Designations

BOTH

Issued 09/30/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Johannes Garcia.
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