Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lala is a financial advisor with UBS Financial Services Inc. Christopher has been in the industry since 2013 and has a wide range of experience. Christopher specializes in providing financial advice to a variety of clients, including individuals, businesses, and institutions. Christopher is registered to offer securities and investment advisory services in multiple states. Christopher also holds a Series 7 and Series 66 license, along with Series 9 and Series 10. Christopher is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/24/2019 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
07/11/2014 - 12/08/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NJ
12/17/2012 - 03/31/2014
EDWARD JONES (POMPTON PLAINS NJ)
NJ
11/06/2012 - 11/19/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
05/31/2011 - 07/28/2011
CUTTONE & CO., INC. (NEW YORK NY)
BOTH
Issued 01/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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