Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Pingpank is a financial professional with over a decade of experience in the industry. Christopher is currently registered with Shea & Company, LLC, and has held licenses in several states, including California, Massachusetts, and New York. Christopher's qualifications include passing multiple industry exams, including the Series 7, Series 24, Series 63, and Series 99TO. Christopher's experience and knowledge allow him to provide comprehensive financial guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/13/2010 - Present
Shea & Company, LLC (SAN FRANCISCO CA)
BC
Issued 11/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/01/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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