Unclaimed
Christopher Engelke is a financial professional with experience in the securities industry. Christopher is currently registered with Stifel, Nicolaus & Company, Inc., and is located in Hauppauge, NY. Christopher holds the Series 63, Series 7 and SIE licenses. Previously, Christopher was registered with STERNE, AGEE & LEACH, INC.. Stifel, Nicolaus & Company, Inc. is a large firm with offices in multiple states and has over $1 billion in assets under management. Christopher's experience and qualifications make him a valuable resource for individuals and businesses seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/05/2015 - Present
Stifel, Nicolaus & Company, Inc. (HAUPPAUGE NY)
NY
06/09/2014 - 06/05/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
BC
Issued 10/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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