Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Davis is a financial advisor with Charles Schwab & Co., Inc. Christopher has been in the industry since July 1999. Christopher has a wide range of experience, having worked at several firms including TD Ameritrade, Inc., Scottrade, Inc., MetLife Securities Inc., and Fidelity Brokerage Services LLC. Christopher is registered as a Broker-Dealer and Investment Advisor Representative in several states. Christopher holds the following FINRA licenses: Series 4, Series 6, Series 7, Series 9, Series 10, Series 63, and Series 65. Christopher specializes in Financial Planning and is a Wrap Fee Program Sponsor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CT
01/26/2022 - Present
Charles Schwab & CO., Inc. (West Hartford CT)
CT
02/26/2018 - 05/11/2024
TD AMERITRADE, INC. (West Hartford CT)
CT
09/08/2014 - 02/26/2018
SCOTTRADE, INC. (MANCHESTER CT)
CT
05/03/2013 - 03/18/2014
METLIFE SECURITIES INC. (GLASTONBURY CT)
CT
09/06/1996 - 05/15/2008
FIDELITY BROKERAGE SERVICES LLC (WEST HARTFORD CT)
BC
Issued 08/22/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/14/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/18/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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