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Christopher Jay Cason

B. C. Ziegler AND Co.

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About Christopher Jay Cason

Christopher Cason is a financial professional with over 5 years of experience in the industry. Christopher is currently registered with B. C. Ziegler and Co., where Christopher has been employed since December 2019. Prior to that, Christopher was employed by Houlihan Lokey Capital, Inc. and Hales Securities, LLC. Christopher holds the Series 63, Series 79, and Series 79TO licenses.

Firm Information

Christopher Cason is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Cason’s Registration & Firm History

TN

12/04/2019 - Present

B. C. Ziegler AND Co. (NASHVILLE TN)

NY

06/23/2015 - 02/18/2016

HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)

NY

07/17/2014 - 05/27/2015

HALES SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/26/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/04/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/18/2016

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher Jay Cason. Review regulatory record here.
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