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Christopher Jason Smith

Lincoln Financial Distributors, Inc.

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About Christopher Jason Smith

Christopher Smith is a financial advisor who has been working in the industry since 1999. Christopher has a Series 7, 6, 63 and 65 licenses and also holds a Series 26 license. Christopher is currently registered with Lincoln Financial Distributors, Inc.. Christopher has previously worked at AIG SunAmerica Capital Services, Inc., Janus Distributors LLC, Allstate Financial Services, LLC, First Union Securities, Inc. and OppenheimerFunds Distributor, Inc.. Christopher Smith is licensed in California and Wyoming.

Firm Information

Christopher Smith is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Smith’s Registration & Firm History

PA

08/08/2008 - Present

Lincoln Financial Distributors, Inc. (RADNOR PA)

NJ

08/12/2004 - 08/04/2008

AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

CO

03/06/2003 - 08/03/2004

JANUS DISTRIBUTORS LLC (DENVER CO)

NE

01/02/2003 - 02/14/2003

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

MO

05/03/1999 - 06/11/2002

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NY

09/16/1998 - 04/19/1999

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/20/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/28/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/21/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1999

Series 7 - General Securities Representative Examination

BC

Issued 09/15/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Jason Smith.
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