Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Loomis has been in the financial services industry since January 30, 2001. Christopher is currently registered with Lightspeed Financial Services Group LLC in Illinois. Christopher previously worked for LIGHTSPEED TRADING, LLC, TERRA NOVA FINANCIAL, LLC, AOS, INC., ROSENTHAL GLOBAL SECURITIES LLC and CHARLES SCHWAB & CO., INC.. Christopher has passed the Series 3, Series 7, Series 9, Series 10, and Series 63 exams. Christopher is also registered as a securities agent in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/01/2018 - Present
Lightspeed Financial Services Group LLC (Chicago IL)
IL
08/16/2010 - 05/07/2018
LIGHTSPEED TRADING, LLC (CHICAGO IL)
IL
02/26/2007 - 11/02/2010
TERRA NOVA FINANCIAL, LLC (CHICAGO IL)
IL
04/07/2006 - 12/20/2006
AOS, INC. (CHICAGO IL)
IL
05/11/2005 - 01/03/2006
ROSENTHAL GLOBAL SECURITIES LLC (CHICAGO IL)
TX
08/26/1999 - 05/11/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 08/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2016
Series 3 - National Commodity Futures Examination
BC
Issued 08/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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