Unclaimed
Christopher Wharton is a financial professional with over 10 years of experience in the industry. Christopher has a Series 6 and SIE license. Christopher is currently registered with Pensionmark Securities, LLC. Christopher is also registered in Ohio. Christopher has previously worked with Cetera Advisor Networks LLC and Nationwide Investment Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/01/2020 - Present
Pensionmark Securities, LLC (SANTA BARBARA CA)
OH
07/26/2016 - 09/04/2020
CETERA ADVISOR NETWORKS LLC (COLUMBUS OH)
OH
05/20/2010 - 05/03/2016
NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Wharton is the right advisor for you? Invested Better is here to help.