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Christopher James Wharton

Pensionmark Securities, LLC

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About Christopher James Wharton

Christopher Wharton is a financial professional with over 10 years of experience in the industry. Christopher has a Series 6 and SIE license. Christopher is currently registered with Pensionmark Securities, LLC. Christopher is also registered in Ohio. Christopher has previously worked with Cetera Advisor Networks LLC and Nationwide Investment Services Corporation.

Firm Information

Christopher Wharton is currently registered with Pensionmark Securities, LLC. Pensionmark Securities, LLC is a Limited Liability Company formed on April 22, 2016. The firm is registered with the SEC and in 46 states.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Wharton’s Registration & Firm History

CA

09/01/2020 - Present

Pensionmark Securities, LLC (SANTA BARBARA CA)

OH

07/26/2016 - 09/04/2020

CETERA ADVISOR NETWORKS LLC (COLUMBUS OH)

OH

05/20/2010 - 05/03/2016

NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher James Wharton.
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