Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Warburton is a financial advisor with Raymond James & Associates, Inc. Christopher has over 27 years of experience in the financial services industry. Christopher has been registered with FINRA since December 1994.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/22/2013 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
07/14/2011 - 11/04/2013
WILLIAM BLAIR & COMPANY L.L.C. (NEW YORK NY)
NJ
06/14/2010 - 07/12/2011
ICAP CORPORATES LLC (JERSEY CITY NJ)
NJ
10/01/2008 - 06/23/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/16/2006 - 10/21/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
03/18/1996 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/01/1995 - 07/24/1995
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
12/12/1994 - 02/13/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 12/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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