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Christopher James Vespe

Tradestation Securities, Inc.

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About Christopher James Vespe

Christopher Vespe is a financial professional with over 10 years of experience in the financial industry. Christopher is currently registered with Tradestation Securities, Inc. in Plantation, FL. Christopher has held previous registrations with The GMS Group, LLC, Financial Northeastern Securities, Inc., and Shay Financial Services, Inc. Christopher has passed the Series 3, 4, 7, 24, 34 and 63 exams and is currently registered in Florida.

Firm Information

Christopher Vespe is currently registered with Tradestation Securities, Inc.. Tradestation Securities, Inc. is a Corporation that was formed on September 7, 1995. The firm is registered with the SEC and is also registered in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Vespe’s Registration & Firm History

FL

02/21/2013 - Present

Tradestation Securities, Inc. (PLANTATION FL)

FL

11/10/2010 - 02/28/2011

THE GMS GROUP, LLC (MIAMI FL)

FL

10/01/2008 - 05/01/2009

FINANCIAL NORTHEASTERN SECURITIES, INC. (MIAMI FL)

FL

05/15/2007 - 08/06/2008

SHAY FINANCIAL SERVICES, INC. (MIAMI FL)

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Licenses & Designations

BC

Issued 11/16/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/07/2019

Series 4 - Registered Options Principal Examination

BC

Issued 09/17/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2013

Series 34 - Retail Off-Exchange FOREX Examination

BC

Issued 06/06/2013

Series 3 - National Commodity Futures Examination

BC

Issued 10/19/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Christopher James Vespe. Review regulatory record here.
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