Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher James Sym is a financial professional with over 10 years of experience in the securities industry. Christopher is currently registered with MUFG Securities Americas Inc. in New York, NY. Christopher's previous experience includes roles at Mizuho Securities USA LLC, RBC Capital Markets, LLC, and RBS Securities Inc.. Christopher has a broad range of experience in the financial services industry. Christopher holds the Series 7, Series 63 and SIE licenses. Christopher is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/13/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
07/26/2018 - 11/22/2021
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
10/05/2012 - 07/05/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
CT
05/04/2011 - 11/17/2011
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 05/05/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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