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Christopher James Spango

Charles Schwab & CO., Inc.

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About Christopher James Spango

Christopher Spango is a financial advisor with Charles Schwab & CO., Inc. Christopher has been in the financial services industry since January 1999. Christopher works with clients in the states of Alabama, California, Colorado, Connecticut, District of Columbia, Florida, Hawaii, Illinois, Maryland, Michigan, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, and Virginia. Christopher offers a wide range of financial services, including financial planning, selection of other advisors, and a wrap fee program.

Firm Information

Christopher Spango is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Christopher Spango’s Registration & Firm History

NJ

04/22/2021 - Present

Charles Schwab & CO., Inc. (Red Bank NJ)

NY

08/26/2015 - 02/26/2019

FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)

NY

03/15/2013 - 08/07/2015

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

05/09/2012 - 03/20/2013

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

06/01/2009 - 04/30/2012

MORGAN STANLEY SMITH BARNEY (NEW YORK NY)

NY

07/25/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

04/04/2003 - 07/03/2007

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

03/17/2003 - 04/14/2003

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

MA

12/16/2002 - 03/20/2003

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/16/2002 - 03/20/2003

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

FL

07/18/2001 - 10/18/2002

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

GA

02/19/1999 - 07/18/2001

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

NY

09/03/1998 - 02/01/1999

HD BROUS & CO., INC. (GREAT NECK NY)

NJ

05/06/1998 - 05/07/1998

DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)

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Licenses & Designations

BOTH

Issued 05/22/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/11/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher James Spango.
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