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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher James Sigmund is an active advisor registered with both the Broker-Dealer (BC) and Investment Advisor (IA) scopes. Christopher Sigmund has been active in the industry since 1993 and has previously worked with Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc., Folger Nolan Fleming Douglas Incorporated, and Kemper Securities Group, Inc. Christopher Sigmund is currently registered with Morgan Stanley, which has a main office located in Purchase, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TN
06/01/2009 - Present
Morgan Stanley (Nashville TN)
TN
04/27/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NASHVILLE TN)
TN
04/25/1995 - 05/07/2007
CITIGROUP GLOBAL MARKETS INC. (NASHVILLE TN)
DC
04/07/1993 - 11/01/1994
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED (WASHINGTON DC)
MO
01/27/1992 - 01/27/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
IA
Issued 05/22/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 01/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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